Site search Web search Search this site or the web powered by FreeFind

Better Business Bureau does nothing to resolve issue

Chronology of Court Case Against TD Ameritrade

FINRA Complaint against TD Ameritrade for violating Maryland's Code requiring consent for recording conversations.

Chronology of FINRA Arbitration Case Against TD Ameritrade

• Statement of Claim

• TDA's Response to Claim

• Discovery Request

• TDA's initial response

• 2nd Discovery Request

• Conflict of Interest Ignored

• Appointed: an arbitrator with no securities experience

• Motion to Compel Discovery

• TDA responds to motion

  Note: In responses #3 and #4, TDA refuses to provide documents that it promises to provide in every trade confirmation where they state "6. The name of the other party or broker in the transaction, the date, the time of execution, source and amount of remuneration will be furnished upon request." This proves you can't rely on TDA's written promises

• Response to TDA

• Order on Discovery

Click here to add this page to your favorites folder!
Click here to link to us.

DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209

Confirmation Notice

---

LAURENT J LA BRIE 5 PLEASANT RIDGE APT #PH-5 OWINGS MILLS MD 21117

Account Number Other Information Transaction Number Capacity Codes Your Representative  881-625499 - 2     04334921982  0  FF Activity Quantity CUSIP Number Price Principal Amount Fees Sales Fee  YOU BOUGHT  8  999UDRME0  9.5  7,600.00       As of Trade Date Trade Date Settlement Date Interest Commission Net Amount     10/27/2008  10/28/2008     15.95  7,615.95 Symbol Trade Description  UDRME  UNITED DOMINION REALTY TRUST  PUT JANUARY AT 25

OPENING TRANSACTION

THIS IS AN UNSOLICITED TRADE

Have a sense of direction even when the market doesn't. Get a TD AMERITRADE

Investment Checkup. Meet with a licensed Investment Consultant, review your

current situation and objectives to determine how much assistance you may need.

All for FREE. Visit your nearest branch today.

Better Business Bureau does nothing to resolve issue

Chronology of Court Case Against TD Ameritrade

FINRA Complaint against TD Ameritrade for violating Maryland's Code requiring consent for recording conversations.

Chronology of FINRA Arbitration Case Against TD Ameritrade

• Statement of Claim

• TDA's Response to Claim

• Discovery Request

• TDA's FINRA discovery

• TDA refuses to provide most of required discovery

• 2nd Discovery Request

• Conflict of Interest Ignored

• Appointed: an arbitrator with no securities experience

• Motion to Compel Discovery

• TDA responds to motion

  Note: In responses #3 and #4, TDA refuses to provide documents that it promises to provide in every trade confirmation where they state "6. The name of the other party or broker in the transaction, the date, the time of execution, source and amount of remuneration will be furnished upon request." This proves you can't rely on TDA's written promises

• Response to TDA

• Order on Discovery

See stories of TDAmeritrade misappropriating funds from other investors:

FINRA Complaint against TD Ameritrade for violating Maryland's Code requiring consent for recording conversations.

• TD Ameritrade Complaints

• Cheated Investors

• Word Press

Contact us at:
 

© 2009-2013