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Better Business Bureau does nothing to resolve issue

Chronology of Court Case Against TD Ameritrade

FINRA Complaint against TD Ameritrade for violating Maryland's Code requiring consent for recording conversations.

Chronology of FINRA Arbitration Case Against TD Ameritrade

• Essentials of the case

• Statement of Claim

• TDA's Response to Claim

• Discovery Request

• TDA's FINRA discovery

• TDA refuses to provide most of required discovery

• Conflict of Interest Ignored

• 2nd Discovery Request

• Appointed: an arbitrator with no securities experience

• Arbitration schedule distributed.

• Motion to Compel Discovery

• TDA responds to motion

• Response to TDA

• Order on Discovery

• Amended Statement of Claim

• Amended FINRA Claim Form

• TDA Opposes Motion to Amend Claim

• Defense of Motion to Amend Claim

• TDA Request for Documents

• Order Denying Amendment of Claim

• Request for Clarification re: Ruling on Amended Statement of Claim

• Letter Requesting Enforcement of Orders

• Order Granting Requests

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Laurent J. LaBrie v. TDAmeritrade
FINRA Claim 11-03725

TDA Responds to Motion to Compel Discovery

Note: In responses #3 and #4, TDA refuses to provide documents that it promises to provide in every trade confirmation where they state "6. The name of the other party or broker in the transaction, the date, the time of execution, source and amount of remuneration will be furnished upon request." This proves you can't rely on this written promise from TDAmeritrade.

Better Business Bureau does nothing to resolve issue

Chronology of Court Case Against TD Ameritrade

FINRA Complaint against TD Ameritrade for violating Maryland's Code requiring consent for recording conversations.

Chronology of FINRA Arbitration Case Against TD Ameritrade

• Essentials of the case

• Statement of Claim

• TDA's Response to Claim

• Discovery Request

• TDA's FINRA discovery

• TDA refuses to provide most of required discovery

• Conflict of Interest Ignored

• 2nd Discovery Request

• Appointed: an arbitrator with no securities experience

• Arbitration schedule distributed.

• Motion to Compel Discovery

• TDA responds to motion

• Response to TDA

• Order on Discovery

• Amended Statement of Claim

• Amended FINRA Claim Form

• TDA Opposes Motion to Amend Claim

• Defense of Motion to Amend Claim

• TDA Request for Documents

• Order Denying Amendment of Claim

• Request for Clarification re: Ruling on Amended Statement of Claim

• Letter Requesting Enforcement of Orders

• Order Granting Requests

• Cheated Investors

• Word Press

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